Description:
Principal Responsibilities Assist with the review of potential new clients, including reviewing new business take-on forms, client due diligence profiles, risk assessments, client identification documents and other documentation as appropriate; Analyse and process compliance related forms; Assist with the maintenance of compliance files, registers, monitoring spreadsheets and/or databases; Attend internal / relevant meetings, as required; Assist with the preparation of compliance related management information and reports; Consider or suggest ways …