The purpose of the Compliance Officer role is to provide support to the MLRO/MLCO and firm by conducting the allocated responsibilities in an accurate and timely manner.

 The role will involve completing duties for the Jersey office, with occasional support for the other Crown Dependencies and the Group as needed.

Principal Duties and Responsibilities

• Comply with all relevant internal policies and procedures

• Assist with Customer Due Diligence (CDD) reviews including trigger events and Politically

• Exposed Persons (PEPs), Sanctions and Liaison notices.

• Undertake client screening and ongoing monitoring to include Conflict Checks, background or equivalent searches
• Review the output generated by the screening and monitoring activities to decipher the
  information which should be communicated to the fee earners
• Engage with key stakeholders of the firm, including other Appleby offices to build solid
  relationships, improve processes, share knowledge and develop a compliance culture
  Assist with conducting Internal Monitoring (CMP) of adherence to internal policies
  Continuous process improvement and sharing best practice
• Support with regulatory, audit and similar inspections
  Undertake Continuous Professional Development (CPD)
• Maintain Compliance Registers
  
  Knowledge, Skills and Experience Required
  Essential
  Knowledge, understanding of the Jersey Financial Services Anti-Money Laundering Handbook
  Excellent attention to detail
  Self-motivated with an appetite to learn
  Effective communication skills
  Planning and organisational skills

Sorry no sponsorship available