Salary £30,000 - £35,000

Our client is seeking a Compliance Officer to work closely with the Head of Client Compliance in delivering a robust compliance framework for a portfolio of regulated client entities.

The core duties of the role will include:

• Working closely with the client compliance and managers compliance teams, as well as the client boards and the manager / wider business to ensure effective compliance services are provided to clients
• Contributing to the preparation and maintenance of the client boards business risk assessments
• Undertaking both planning and execution of the clients Compliance Monitoring Programmes and managing the findings and action points arising therefrom through to resolution
• Managing client correspondence with the regulator, including in respect of consent and notification matters
• Preparing / reviewing / presenting compliance reports for clients
• Providing support and guidance to clients / client boards on applicable regulatory and AML matters