Pittsburgh, Pennsylvania, United States

Compliance Specialist

 Job Description:

Job Posting: Compliance Specialist (Contract)

Location: Downtown Pittsburgh, PA
Work Model: Onsite, 5 days a week
Duration: 2-month contract with the possibility of extension
Start Date: ASAP

About the Opportunity:
Prequel is seeking a Compliance Specialist for a leading financial services company located in Pittsburgh. This is a 2-month contract position with a competitive W2 hourly pay rate and payroll processed bi-weekly.

Key Responsibilities:

  • Organize and manage physical filing and file creation.
  • Prepare and coordinate mailing of regulatory filings.
  • Perform accurate data entry tasks.
  • Support the Annual Certification process.
  • Monitor and track sign-offs for consents.
  • Assist with ADV/SEC brochure supplements.

Required Skills and Qualifications:

  • Proficiency in Microsoft Office applications and Adobe.
  • Strong attention to detail and organizational skills.
  • Sensitivity to deadlines and ability to manage time effectively.

If you are detail-oriented and thrive in a fast-paced, deadline-driven environment, we encourage you to apply!