Job Openings
Compliance Manager / Senior Manager (Trade Surveillance) - Virtual Asset Trading Platform
About the job Compliance Manager / Senior Manager (Trade Surveillance) - Virtual Asset Trading Platform
Responsibilities
- Perform trade surveillance to ensure alerts generated from systems are fully and properly investigated
- Conduct investigation resulting from surveillance alerts and/or deal with referrals of suspicious trading behavior
- Lead market surveillance-related projects and system enhancements
- Communicate and liaise with system users, regulators, external vendors and internal stakeholders
- Act as a contact point to liaise with regulatory authorities and law enforcement agencies and handle their inquiries from a trade surveillance perspective
- Undertake other compliance responsibilities including developing policies, procedures and process enhancements to strengthen the AML/CFT governance framework, collaborating with the technical development team to enhance the company's systems and AML-related systems.
Requirements
- At least 3 years of experience working in compliance and trade surveillance functions.
- Great understanding of market surveillance tools (e.g Nasdaq SmartsBroker, Solidus Labs, Eventus)
- Team player, self-motivated, detailed-oriented and with the ability to prioritize tasks independently
- Excellent communication and interpersonal skills
- Prior experience is virtual asset / crypto industry is not required
- Fluent in English, and Mandarin. Speaking Cantonese would be a nice to have.
Application options
- If you're interested in this role, click 'Apply' now. For further information and a confidential discussion, you can email Winston Tse at winston@tokalent.com