Company Secretary & Compliance Officer

Job Responsibilities:

- Ensure compliances with respect to SEBI Guidelines pertaining to SAST, AIF including disclosures and FEMA compliances.

- Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.

- Liaising with legal advisers/consultants and appropriately responding to summons and notices issued by the Regulators and appearing in hearings wherever required to resolve queries raised by stock exchange / SEBI.

- Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)

- Developing and overseeing the systems that ensure the entity complies with all applicable regulations, in addition to its legal and statutory requirements.

- Vetting of regular business agreements to be executed by the organization.

- Assisting in the exchange-related compliances as applicable to a SEBI Registered Stockbroker, depository participant.

- Assisting the team in organizing, preparing agendas for, and recording minutes of board meetings and general meetings.

- Leading M&A transactions from a legal perspective like drafting or reviewing share purchase agreements, shareholders agreements, business purchase agreements, continuous review of compliances by portfolio companies, and assisting them wherever required.

Education: Company Secretary, LLB

Experience:

- 7-10 Years of experience

- Candidates having experience in M&A transactions, due diligence, and /or SEBI compliances applicable to stockbrokers / Investors shall be preferred

Knowledge and Skills (Functional / Technical)

- Strong analytical skills

- Experience in conflict resolution, communicating viewpoints assertively, and negotiating legal points effectively.

- Ability to build and maintain positive relationships with colleagues.

Competencies

- Fluency in English Communication

- Flexible, Adaptable & Positive Attitude

- Attention to Details

- Problem-Solving Skills