Compliance Administrator

Job Description

• Review a sample of new client take on documentation to identify whether procedures have been followed
• Undertake periodic reviews of Politically Exposed Persons and Higher Risk client files to determine whether new risks are present
• Maintain compliance registers to ensure that we are documenting newly identified occurrences
• Carry out Anti-Money Laundering related searches, and other screening checks and prepare internal documentation
• Assist with the conducting of gap analysis between legislation and our policies and procedures
• Participate and contribute to compliance team meetings and implement decisions taken or carry out any function/activity required
• Carry out any projects required by the compliance team from time to time

Qualifications

• Educated to A level or equivalent with strong grades
• Completed or willing to study for an ICA qualification

Knowledge, Skills and Experience

• At least 2 years' experience in a similar role
• Competent IT user with a sound knowledge of the MS Office suite