Compliance Manager

About the Job

Were looking for a Compliance Manager to join our Thailand team, with a focus on regulatory compliance. In this role, youll serve as the in-country expert on Thai regulations and act as the primary point of contact for local regulatorsparticularly the Bank of Thailand (BoT) and the Anti-Money Laundering Office (AMLO). Youll play a critical role in ensuring our operations comply with legal requirements while supporting safe and responsible business growth.

This is a hands-on position involving end-to-end management of regulatory filings, monitoring of regulatory developments, and providing compliance guidance to internal teams. Youll support licensing processes and product launches by translating complex regulations into actionable business advice. This role involves close collaboration with the Head of Compliance (Thailand), the Deputy Anti-Money Laundering Officer, and cross-functional teams including Finance, Legal, Risk, Operations, and Product.

If you enjoy working independently, partnering with regulators, and operating in a dynamic fintech or financial services environment, this role could be a great fit.

Minimum Qualifications

Education

• Bachelors degree in Law, Finance, Business, or a related field.

Experience

• At least 5 years of experience in regulatory compliance, legal advisory, or risk management within the financial services sector.

Skills and Competencies

• Strong understanding of Thai financial regulations, especially BoT and AMLO requirements.
• Experience in payments, fintech, or broader financial services is highly desirable.
• Excellent written and verbal communication skills in English, with the ability to represent the company professionally in interactions with regulators.
• Highly organized, detail-oriented, and capable of managing multiple projects independently.
• Ability to translate regulatory requirements into business-friendly processes.
• Strong cross-functional collaboration skills, especially with Finance, Legal, Risk, IT, and Operations teams.

Preferred Qualifications

• Experience in engaging with Thai regulators and handling licensing, product advisory, and regulatory reporting.

• Background in legal, compliance consulting, or regulatory advisory.

• Strong exposure to fintech, payments, or digital financial services.

Key Responsibilities

Regulatory Compliance Management

• Serve as the primary liaison with regulatory authorities, particularly BoT and AMLO.
• Ensure compliance with all relevant laws, regulations, and licensing obligations.

Licensing, Reporting, and Regulatory Projects

• Lead regulatory filings, reports, and formal communications with regulators.
• Support the licensing process and manage ongoing regulatory approvals.

• Monitor regulatory changes and drive internal reviews and responses.

Advisory and Risk Mitigation

• Provide compliance input for new products, features, and initiatives.

• Collaborate with stakeholders to implement regulatory controls and compliance measures.

Documentation and Policy Management

• Draft and update local compliance policies and standard operating procedures.
• Maintain accurate and current records for internal audits and regulatory reviews.