Bangkok, Bangkok, Thailand

Senior Compliance Officer/Compliance Specialist

 Job Description:

Job Highlight

  • Bachelors Degree or Masters Degree in Laws
  • Understanding of the rules of SET and SEC
  • Compliance / Company Secretary

Location : Chatuchak,Bangkok



Roles & Responsibilities

  • Advising and monitoring on the corporate operation to align with laws and regulations of Stock Exchange of Thailand (SET), and Securities and Exchange Commission (SEC).
  • Overseeing and providing the recommendations on the corporate operation to align with good governance including CG Policy, and Anti-Corruption policy.
  • Developing and keeping up-to-date on the internal policies, regulations, and systems to align with relevant laws and regulations, good governance and Groups policies.
  • Ensuring that the business of the Company complied with relevant law and regulations, particularly on SET and SEC.
  • Liaising with SET and SEC, and ensuring that corporate information disclosures to regulatory agencies are completed and in accordance with laws and regulations.
  • Prepare disclosure document and reports (Form 56-1 One Report, Annual Report and AGM/EGM (If any) and coordinate with SET, SEC and relevant government authorities by collection, analyzing and summarizing information).
  • Any other assignments.

Required Skills & Qualifications

  • Bachelors Degree or Masters Degree in Laws, Business Administration or related fields.
  • Minimum 5 years experience in legal and compliance tasks or related fields in listed companies, and familiarity with SET and SEC requirements and systems.
  • Excellent English proficiency, TOEIC above 700.
  • Self-motivated and result oriented, and attention to detail.

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