Job Description:
ONLY THOSE APPLICANTS WHO ALREADY HAVE THE RIGHT TO LIVE AND WORK IN THIS COUNTRY ARE ELIGIBLE TO APPLY FOR THIS ROLE
Job title: Risk and Compliance Auditing Specialist
PROJECT NAME: Felix
POSITION TITLE: Risk and Compliance Auditing Specialist
WORK SETUP: Return to Office
Project Shift Schedule: Rotation
Project Rest Day: Rotation
Project/Team Location: Quezon Gateway Tower 2
OVERALL PURPOSE:
Accenture is seeking a Compliance Specialist professional (at least 2 years experience) in financial services (with special focus on insurance, consumer credit and debt collection regulations) for the United Kingdom, on a permanent basis.
SKILL AND QUALIFICATIONS:
Bachelors degree in Accounting, Finance or Business Administration
Must have at least 5-7 years of Auditing experience
Must have at least 2-3 years of supervisory experience
Experience from known auditing firms is an advantage
RESPONSIBILITIES:
The Compliance Specialists duties and responsibilities include (but are not limited to):
Implementing and maintaining policies and procedures to ensure compliance by Accenture NextGen and their employees with the applicable rules, regulations and internal policies.
Ensuring all controls and deliverables listed in Accenture NextGens Compliance Monitoring Plan are performed accurately and timely. These include in particular
Appointed Representative annual reviews and self-assessment
Financial Crime Risk assessment
Ensuring compliance with Consumer Duty regulation
Ensuring Fitness & Propriety of Directors and Certified individuals
Timely preparation and filing of Regulatory Reports
Maintaining and monitoring appropriate training for all Accenture NextGen employees and staff on regulatory and compliance matters.
Assisting the Compliance Officer with reporting to any relevant management committees and Accenture NextGen board of directors on compliance matters.
Monitoring Accenture NextGen day-to-day compliance, including by providing assistance and support to the business in relation to regulatory and ad hoc compliance queries.
Assisting in liaising and dealing with regulators
collaborating with other departments (e.g. Legal, Operations) for assistance and support, and to direct compliance issues to appropriate existing channels for investigation and resolution.
Qualified Candidates should send CV to deborah@gratitudeindia.com