> Investment Compliance Senior Consultant

Mayford Group is interested in speaking to experienced investment compliance consultants.

We are looking for an experienced professional to join a very successful and fast-growing consultancy practice in London.

The Role

Person specification

Essential

Alignment to our values

At least 7 years relevant experience (industry, consulting, regulator)

Comprehensive working knowledge of the UK regulatory framework

Strong written communication skills and excellent attention to detail

Strong verbal communication

Proven track record in managing stakeholder relationships

An entrepreneurial mindset

Ability to lead setting the direction for you and others with minimal supervision or direction

A long-term mindset and a passion for self-improvement

Desire to work for a small organisation with minimal bureaucracy

A strong network of professionals in compliance roles

Able to listen more than you talk

Ability to influence through persuasive written or verbal communication

Desire to be yourself and show your personality at work

Fluent with Microsoft Office tools

Resilient with a desire to learn from setbacks. We dont win every pitch

Desirable

Consulting experience

Experience of delivering audit / independent review

Relevant qualifications e.g. from ICA, CISI etc

Experience of drafting policy, procedure and risk assessments, often in challenging circumstances where stakeholders have needed to be influenced

Microsoft Office power user

Responsibilities

Provide expert advice to clients in the disciplines of risk management especially in respect of investment advisory and wealth management, regulatory knowledge and experience of applying FCA COBs rules ideally across wealth management, IFA and retail investment firms.

Manage projects / workstreams ensuring high quality client outcomes within budget

Sell the company brand and services to clients

Lead internal initiatives, processes and solutions seeking to continually improve the effectiveness and efficiency of how we operate

Articulate insightful and compelling perspectives and opinions on relevant regulatory trends and activities (e.g. enforcement action)

Maintain comprehensive knowledge of regulatory matters and future developments

Develop compelling and profitable product and service offerings

Lead others through demonstrating great consulting skills and appropriate behaviours

Maintain constructive working relationships with clients, colleagues and other stakeholders

Initiate, develop and grow long lasting and trusting relationships with clients, prospects and industry bodies

Treat the firm like your business and factor this into your actions and decisions

Actively seek out opportunities to contribute to developing diversity and inclusivity within the company

Take responsibility for your own career development and that of Consultants working with you

Demonstrate an understanding of the importance of intellectual curiosity

Take responsibility for a small portfolio of internal responsibilities for example around marketing

Remote/Flexible Working

Salary Range: £60,000 - £80,000 Base + Benefits