Compliance Manager

HIRING POSITION: COMPLIANCE MANAGER

WORKING CONDITION: ON-SITE

LOCATION: BANGKOK, THAILAND (MRT ACCESSIBLE)

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Responsibilities

• Lead and manage the compliance team that support various products e.g. e-payment, lending, and/or insurance
• Formulate, review, and maintain compliance policies and guidelines to meet regulatory requirements
• Provide advice and assess the impact of new regulations on the business and develop appropriate compliance strategies; including provide mitigation recommendation and follow up the appropriate implementation
• Act as advisor for internal teams for regulatory-related matters
• Review documents before submission to regulators
• Handle complaint cases and any requests from regulators
• Liaise with both regulators and other departments on compliance related matters
• Coordinate and follow up with the responsible units for information and documents requested by regulators
• Fulfill regulatory reporting obligations complying with the laws and regulations
• Keep monitoring all related laws and regulations
• Conduct compliance training for staff members, management, and other related stakeholders

Qualifications

• Bachelors degree or higher in Law or related fields
• Minimum 7 years' experience in Legal, Banking Compliance, Financial Regulatory
• Have expertise and experience in specific regulations applicable to financial sectors (e.g. BOT, OIC, or AMLO)
• Strong analytical and problem-solving experience on legal and compliance issues
• Good command in written and verbal communication skills in English
• Strong communication skills, with the ability to build strong relationships with regulators and internal stakeholders