Compliance Associate

Job Description

• Review documents for submission to regulators.
• Handle complaint cases and any requests from regulators
• Implement and manage an effective compliance program relating to e-Payment, lending, insurance brokerage, and/or mutual fund brokerage businesses.
• Advise teams on regulatory-related matters.
• Formulate, review and maintain policies and guidelines under Compliances responsibility up-to-date.
• Liaise with both regulators and other departments on compliance related matters.
• Coordinate and follow up with the responsible units for information and documents requested by regulators
• Fulfill regulatory reporting obligations complying with the laws and regulations.
• Keep monitoring all related laws and regulations.

Requirements

• Bachelors or higher degree in Law or related fields.
• 2 years' experience in Legal, Compliance, Financial Regulatory.
• Have expertise and experience in specific regulations applicable to financial sectors (e.g. BOT, OIC, SEC, or AMLO).
• Strong analytical and problem-solving experience on legal and compliance issues.
• Good command of English.