Chief Compliance Officer

About the Client

Financial Services  - Blockchain & Cryptocurrency Platform

Location

Bangkok, Thailand

Budget

THB 250K-300K

Job Functions

• Monitors law and regulation those might be applicable to company's business and ensure the compliance of company under those law and regulations, e.g. SEC, BOT regulations, etc.
• Develops, implements, and certifies compliance policies, procedures, and practices
• Provides compliance advice, investigates complaints and verifies deficiencies are corrected
• Advising on maintaining the AML/CTF framework
• Provide advisory and reporting to the entity management and CEO/Executive Committee on compliance matters and risks
• Offer advisory and support to the the company's business units on compliance matters
• Acts as the primary contact and person-in-charge for the groups regulatory reporting and regulatory information requests
• Monitor cryptocurrency related global regulatory reporting processes
• Maintains expert knowledge of all relevant laws, regulations and license conditions pertaining to regulatory reporting
• Continuously monitors and updates global policies and processes to comply with changes in regulatory reporting requirements; and
• Works across key internal functions to ensure consistency, transparency and efficiency around regulatory reporting and communications
• Develop relationships with relevant regulatory authorities
• Support the company risk management framework in testing/monitoring/reporting and oversee remediation progress of compliance issues
• Provide legal support to businesses, conduct contract negotiation and review activities
• Ensure the adequate implementation of the Group Compliance policies in the entity

Qualifications

• A Bachelor's degree in Law, Accounting, Economics or Risk Management
• Master's degree in Law is highly preferred.
• Minimum 7-8 years of work experience in compliance or risk functions in the financial services industry, i.e. bank, insurance or fintech.
• Strong connection with relevant regulatory authorities, i.e., Bank of Thailand, SEC, AMLO, etc.
• Knowledge of blockchain and cryptocurrency market is highly preferred.
• Effective monitoring and reporting skills
• Ability to manage complex situations and meet deadlines 
• Ability to deal with multiple stakeholders and executives
• Sound judgment and discretion when dealing with confidential information
• Fluent in English