AML Compliance Manager

About the Client

E-Wallet & Online Payment Gateway

Location

Bangkok, TH (BTS Line)

Budget

90K-120K

Responsibilities

• Lead and manage the compliance team that support various products e.g., e-payment platform, e-lending, and/or insurance brokerage services.
• Create, assess, and uphold compliance policies and directives to satisfy regulatory prerequisites.
• Offer guidance and evaluate the influence of novel regulations on the business, devising suitable compliance approaches, involving suggestion of mitigation measures and overseeing their effective execution. mitigation recommendation and follow up the appropriate implementation.
• Act as advisor for internal teams for regulatory-related matters.
• Review documents before submission to regulators and handle complaint cases and any requests from regulators., e.g., BOT, AMLO,
• Liaise with both regulators and other departments on compliance related matters.
• Fulfil regulatory reporting obligations complying and monitor relevant laws and regulations.
• Conduct compliance training for staff members, management, and other related stakeholders.
• To support the smooth running of legal and compliance help desks, championing the highest levels of customer care and providing a responsive, high-quality service
• To undertake legal and regulatory research, develop and implement of relevant organise internal & external policies, processes and procedures. also support the drafting of relate templates agreements, and guidance.
• To lead on aspects of Internal KYC team to ensure that robust policies, procedures and controls are in place, meet the organisation's needs and are effectively implemented.
• Responsible for onboarding merchants for offline and online by proceeding CDD & EDD and KYC.
• Responsible for risk assessment to rating risks of merchants based on risk factors and give scoring.
• Working and Submitting Suspicious Transaction.
• Report (STR) to AMLO and writing Unusual Activity Report (UAR) for any suspicious cases to management.
• Identify fraud patterns through the monitoring any suspicious transactions.
• Strong understanding of AML/CFT regulations and PDPA and could comply all works under the laws required.

Qualifications

• Bachelor's degree or higher in Law, Finance, Business or related studies.
• Minimum 5+ years on KYC, AML & CDD from financial services sector (credit card) or digital payment platforms/e-wallets.
• In-depth knowledge in Compliance & KYC for AML/CFT regulations and operations.
• Leadership and multitasker.
• Excellent communication & interpersonal skills.
• Problem-solving abilities and attention to detail.
• Can work under pressure.
• Thai speaker.
• Fluent in English. (TOEIC 800, IELTS 6.0)
• Chinese language skills is not required but may be advantageous.