Chief Executive Officer (SFC Licensed Corporation)

Chief Executive Officer (SFC Licensed Corporation)

A full Licensed Corporation with RA1, 2, 4, 5 & 9, together with EAM (External Asset Management) business & Insurance Broker, is looking for a visionary & entrepreneurial CEO to oversee all business platforms.

Responsibilities

• Build company culture, provide inspired leadership, establish a great working relationship with the board of directors, and set the Companys strategy

• Implement the Companys vision, mission and direction and lead the development of the overall strategy

• Formulate business strategies and plan to achieve the operating profit of the business lines

• Oversee the complete operation in accordance with the direction established in the strategic plans

• Lead, motivate subordinates to advance employee engagement and develop a high performing team Oversee and ensure all the operations and procedures meet the regulatory bodys requirements

• Manage the entire operations and internal control of all the business lines, ensuring that the business entities be operated within acceptable risks and in compliance with statutory requirements

• Act as Responsible Officers with management responsibilities and duties to supervise SFC regulated activities of the firm, such as SFC Type 1, 2, 4 & 5 & 9 regulated activities

• Drive the overall business lines and strengthen relationships with existing clients

Requirements

• Bachelor's or above Degree in Business Studies, Finance, Accounting or related disciplines

• Minimum 15 years of solid experience in dealings & advising of securities, futures & asset management and related management experience

• Current holder of SFC unconditional Responsible Officer license for Types 1, 2, 4 & 5 & 9 regulated activities preferred

• Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities, such as SFC and HKEx), risk management control, etc.

• Solid understanding about middle and back office operations, risk controls and investment process of fund management companies；

• Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills；

• Good command of written & spoken English and Chinese (Putonghua)

Interested parties please send your resume in word format with current & expected salary and notice period to kkwong@hkjobc.com. For details, please feel free to contact KK Wong at 6165 8486.