(Senior) Compliance Manager

A reputable China-based Bank in Hong Kong is looking for a (Senior) Compliance Manager to join her Compliance Department

Responsibilities:

• Review and update company policies and procedures to ensure compliance with latest regulatory requirements
• Prepare and review compliance plans. Conduct sample transactions checking relating to insurance and investment activities
• Provide compliance advisory and support on new product launch and marketing materials
• Provide internal control advisory to business units and all related parties
• Handle and follow up with regulators on routine enquiries, external and internal audit related matters

Requirements:

• University degree in Accounting, Laws, Finance, or related disciplines with minimum 5 years of working experience in banking compliance
• Sounded knowledge in HKMA, SFC and other banking related legislations and guidelines
• Hands-on exposure of working and liaison with regulatory bodies
• Excellent communication and interpersonal skills
• Proficient in both spoken and written English and Chinese, proficiency in Putonghua is a plus

Interested parties please send your resume in word format with current & expected salary and notice period to janice@hkjobc.com. For details, please feel free to contact Janice on 6365 3508.