Senior Compliance Manager, Investment & Insurance (Banking)

A fast-growing China-based Bank in Hong Kong is looking for a high-calibre Compliance Manager, looking after regulatory compliance issues on Investment & Insurance Products.

Responsibilities:

• Provide regulatory advice and guidance on rules and regulations focus on Investment and Insurance

• Collaborates with other business units to review compliance issues in order to address and meet regulatory or business changes

• Develops, reviews and enforces the compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies

• Conducts regular compliance reviews, complaint investigations and internal compliance training

• Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators enquiries and information request

Requirements:

• Degree holder in Business Administration, Finance, Business Law or related disciplines

• 6-8 years banking experience in Investment and Insurance compliance

• Exposure in China financial institutions with relevant compliance experience is highly preferable;

• Substantial knowledge in regulatory requirements relating to banking industry

• Analytical, proactive, strong organization skills and good team player

• Proficient in both spoken and written English and Chinese, fluent in Putonghua is a plus

• Candidates with less experience will be considered as Manager

Interested parties please send your resume in word format with current & expected salary and notice period to dickson@hkjobc.com. For details, please feel free to contact Dickson at 5428 7949.