Job Openings Series 7 Broker / Sales Associate

About the job Series 7 Broker / Sales Associate

Position: Series 7 Broker / Sales Associate

Location: San Francisco, CA

Duration: Full-time

Salary: DOE 


Job Description:

Seeking experienced registered representatives or highly motivated individuals to work with seasoned professionals. This is a commission based sales position with a focus on financial services products. The firms emphasis is, but not limited to, products such as PIPEs, registered directs, Reg D offerings, secondaries and IPOs primarily in the biotechnology and technology sectors. 

Great commission structure.

Prior to any face-to-face interview, we will conduct a phone screen to provide answers to any questions you may have.

Required Experience:

  • 1 year of financial services industry experience

Required Licenses:

  • Series 7 and 63 or 66 (or ability to get licensed within 30 days)

Qualifications:

  • Ability to heavily prospect
  • Source Leads
  • Open and Develop Accounts
  • Previous Sales Experience of at least three to six months
  • Excellent verbal communication skills
  • Entrepreneurial, Competitive and Outgoing
  • Willing and able to work full time in San Francisco, CA

Preferred Education:

  • Bachelors degree