Mid-Level Compliance Officer

Mid-Level Compliance Officer

Client: Leading Bank in DIFC

Location: Dubai International Financial Centre (DIFC), Dubai, UAE

Position: Mid-Level Compliance Officer

Industry: Investment Banking and Asset Management

Job Overview: Our client, a leading bank based in the Dubai International Financial Centre (DIFC), is seeking a highly skilled and experienced Mid-Level Compliance Officer. The ideal candidate will have a strong background in investment banking and asset management compliance, with a minimum of 10 years of experience in the DIFC jurisdiction. Proficiency in both Arabic and English is essential.

Key Responsibilities:

• Develop, implement, and monitor compliance policies and procedures to ensure adherence to regulatory requirements within the DIFC.
• Conduct regular compliance assessments and audits to identify potential risks and areas for improvement.
• Provide expert advice and guidance on compliance matters related to investment banking and asset management.
• Liaise with regulatory bodies and ensure timely submission of required reports and documentation.
• Conduct training sessions for staff on compliance policies, procedures, and regulatory changes.
• Investigate and resolve compliance issues and breaches, and implement corrective actions as needed.
• Stay up-to-date with the latest regulatory developments and industry best practices to ensure ongoing compliance.

Qualifications:

• Minimum of 10 years of experience in compliance within the DIFC jurisdiction, specifically in investment banking and asset management.
• Proficiency in both Arabic and English is mandatory.
• Bachelors degree in Finance, Law, Business Administration, or a related field. Advanced certifications in compliance or related disciplines are preferred.
• Strong knowledge of DIFC regulatory requirements and standards.
• Excellent analytical, communication, and problem-solving skills.
• Ability to work independently and as part of a team in a fast-paced, dynamic environment.

Preferred Skills:

• Advanced certifications such as CAMS, ICA, or equivalent.
• Proven track record of successfully managing compliance functions in a reputable financial institution.
• Strong interpersonal skills with the ability to interact effectively with senior management and regulatory authorities.