Chief Information Security Officer

Chief Information Security Officer (CISO) Our Client

Location: Philadelphia, PA or Greenwich, CT
Reports To: Chief Technology (CTO)

About Our Client:

Our client is a leading Alternative Investments asset manager. They provide tailored private equity, private credit, and private real estate investment solutions to institutional and individual investors. With a commitment to innovation, regulatory excellence, and security, they are seeking a highly skilled Chief Information Security Officer (CISO) to lead their cybersecurity and information security strategy.

Role Overview:

The Chief Information Security Officer (CISO) will be responsible for developing and executing Our Client cybersecurity strategy, ensuring compliance with SEC regulations, and safeguarding sensitive investor and corporate data. This executive will work closely with the CEO, executive leadership, regulators, investors, and clients to maintain the highest standards of information security and privacy. The ideal candidate will have deep technical expertise, extensive regulatory experience, and a passion for data privacy and risk management.

Key Responsibilities:

Strategic Leadership & Regulatory Compliance

• Develop, implement, and oversee enterprise-wide information security policies aligned with regulatory requirements (SEC, FINRA, GDPR, etc.).
• Serve as the primary security liaison with SEC regulators, auditors, clients, and investors, ensuring full transparency and compliance with cybersecurity frameworks.
• Advise the CTO, CEO and Board of Directors on cybersecurity risks, threats, and strategic investments in security infrastructure.
• Lead security due diligence for funding initiatives, M&A transactions, and third-party partnerships, ensuring compliance and risk mitigation.

Technical Security & Risk Management

• Design and manage cyber risk management frameworks, including penetration testing, threat detection, and incident response strategies.
• Oversee the deployment and maintenance of cutting-edge security technologies, including cloud security, identity management, and encryption solutions.
• Work closely with IT and engineering teams to secure Our Client financial platforms, trading systems, and proprietary data analytics tools.
• Establish and monitor key security metrics and threat intelligence programs to proactively mitigate risks.

Privacy & Client Trust

• Champion privacy-first security initiatives, ensuring the protection of investor and corporate data.
• Lead cybersecurity education and training programs for employees to foster a security-conscious culture.
• Develop and execute incident response plans to protect Our Client reputation and client trust in the event of a breach.

Key Qualifications:

• 10+ years of experience in cybersecurity leadership roles, preferably within asset management, private equity, or investment banking.
• Deep expertise in SEC regulations, cybersecurity frameworks (NIST, ISO 27001), and financial services compliance.
• Strong technical background in network security, cloud security (AWS, Azure), encryption, and incident response.
• Proven ability to engage with SEC regulators, institutional clients, and investors on cybersecurity matters.
• Experience leading cybersecurity programs for funding rounds, acquisitions, and regulatory audits.
• Exceptional communication skills with the ability to translate complex security concepts for executive leadership.
• A genuine passion for data privacy, risk management, and protecting client trust.
• Relevant certifications such as CISSP, CISM, or CISA are highly desirable.

Why Join Our Client?

This is an opportunity to shape the cybersecurity future of a leading alternative asset manager. The CISO will have direct influence on executive decision-making, ensuring Our Client remains at the forefront of financial cybersecurity, regulatory compliance, and investor trust.

Contact: Bob Flores Email: bob@rflores.com 1-262-949-2794

Contact: Scott Barcalow Email: Scott@rflores.com 1-917-617-1979