About the job Financial Advisor / Lead Financial Planner (Series 65 or 66 Required)
Lead Financial Planner / Service Advisor (Series 65 or 66 Required)
Buffalo Grove, IL (In-Person)
Full-Time | Wealth Management | Financial Planning
Competitive Base + Performance Bonus + Full Benefits
About Us
We are a well-established Wealth Management and Financial Planning firm serving the Buffalo Grove & Chicago, IL area for 20+ years. With approximately $350M AUM and 700+ families served, we are growing and seeking an experienced Financial Planner to join our team as a Lead Planner / Service Advisor.
This is primarily a client-facing, non-sales Financial Advisor role focused on holistic financial planning, retirement planning, and ongoing client service within a collaborative team structure.
Key Responsibilities
- Serve as the primary point of contact for assigned wealth management clients
- Develop and present comprehensive financial and retirement income plans
- Conduct portfolio reviews, asset allocation analysis, and investment summaries
- Utilize financial planning and tax software for strategy modeling
- Analyze annuities, life insurance, and long-term care (LTC) options
- Conduct client review meetings and proactive outreach
- Support Lead Advisors with case analysis and planning strategies
- Identify additional planning and asset consolidation opportunities
Required Qualifications (Must Have)
- 3+ years of experience working directly with clients as a Financial Planner
- Series 65 or Series 66 License (Required)
- Bachelor's Degree (Accredited University)
- Strong Microsoft Excel skills
- Highly detail-oriented with strong analytical abilities
- Excellent communication and relationship-building skills
- Must relocate to / work in Buffalo Grove, IL
Preferred (Nice to Have)
- CERTIFIED FINANCIAL PLANNER (CFP®) designation (or obtain within 2 years)
- Life Insurance License (or obtain within 6 months)
Compensation & Benefits
- Competitive Base Salary + Performance Bonuses
- 401(k) with Company Match
- Health, Dental & Vision Insurance
- Paid Time Off
- Monday–Thursday 8:45 am–5:00 pm | Friday 8:45 am–2:30 pm
- Paid Lunch Hours
- Mentorship from Senior Advisors
- Career Growth Opportunities
- Supportive, Family-Oriented Culture
Ideal Candidate
You are a client-focused Financial Advisor who is passionate about retirement planning, wealth management, and delivering high-touch service. You thrive in a team environment, enjoy working with numbers and financial analysis, and are committed to building long-term client relationships.