Compliance Analyst

Key Responsibilities:

Anti-Money Laundering (AML) and Know Your Customer (KYC) Compliance:

• Lead the development and implementation of AML and KYC policies and procedures.
• Conduct thorough due diligence (DD) and ongoing monitoring of clients to ensure compliance with regulatory requirements.
• Collaborate with internal teams to identify, assess, and mitigate AML risks.
• Provide guidance and training to staff on AML and KYC requirements and best practices.

Regulatory Submissions and Technical Licenses:

• Prepare and submit applications for Capital Markets Services (CMS) licenses and Payment Institutional Licenses to the Monetary Authority of Singapore (MAS).
• Ensure all submissions comply with MAS guidelines and regulatory standards.
• Maintain up-to-date knowledge of MAS regulations, MASTX system, and similar regulatory frameworks.
• Draft, review, and submit various reports and documentation required by MAS.
• Liaise with MAS and other regulatory bodies to address queries and provide additional information as needed.
  

Key Requirements:

• Minimum of 4 years of relevant work experience in AML/KYC compliance and regulatory submissions within the financial services industry.
• Proven track record of stability and success in previous roles.
• Hands-on experience with MAS regulatory processes, including the use of MASTX and similar systems.
• Strong understanding of AML/KYC principles, regulatory requirements, and industry best practices.
• Excellent written and verbal communication skills for preparing and submitting detailed reports and documentation to regulatory authorities.
• Ability to work independently and manage multiple tasks efficiently in a fast-paced environment.
• High level of attention to detail and strong analytical skills.
• Familiar with Singapore regulation
• Familiarity with APAC regulatory environments is a plus.
• A proactive approach to staying informed about regulatory changes and updates.