Compliance Manager

Company Overview:

The company is a global Contract for Difference (CFD) and forex broker trusted by millions of traders and regulated by authorities in APAC, MENA and Europe. Leveraging in-house state-of-the-art technology, the company offers market data, news, and analysis, as well as trading and risk management services within a comprehensive user-centric FinTech ecosystem. 

Role Summary:

We are seeking an experienced Compliance Manager to provide strategic oversight and technical support to our group Compliance team. This role combines deep domain knowledge with business acumen from Group Compliance to provide support and guidance to respective licensed entities, optimize KYC processes and drive continuous improvement in our Group Compliance operations.

A strong knowledge in regulatory compliance framework and AML/CFT regulations with an ability to balance the regulatory requirements and business objectives is essential for this role. This role reports to the Vice President who based in Singapore and works closely with the Group Compliance in our offices to drive excellence in our global Compliance and KYC/AML operations.

What would be your Responsibilities:

• Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respective licensed entities.
• Develop and maintain comprehensive regulatory compliance policies, procedures, and verification methods, incorporating jurisdiction-specific requirements and industry best practices.
• Partner with business teams to develop practical solutions that enhance growth while ensuring compliance in regulations in respective licensed jurisdictions.
• Serve as the subject matter expert for all KYC/AML matters, providing strategic guidance, escalation support and guidance for complex cases.
• Oversee and optimize KYC and AML sanction screening operations through any possible resources and support, ensuring efficient processes across all licensed jurisdictions.
• Analyse operational metrics and conversion data to drive process improvements and enhance customer experience.
• Lead enhancement initiatives, collaborating with various stakeholders to optimize CDD on-boarding platforms, workflows and other compliance framework.
• Refine and improve KYC and CDD on-boarding processes through collaboration with stakeholders to improve conversions.
• Support the Compliance ad-hoc matters in the Group.

What we Require from you:

• Minimum 4 years of regulatory compliance experience in financial services, with demonstrated expertise in regulatory requirements and industry best practices would be a plus
• Understanding of global regulations and compliance frameworks in licensed jurisdictions and emerging trends in digital finance
• Experience in financial services industry, particularly in CFD/forex trading (preferred)
• Strong business acumen and ability to balance risk and business objectives
• Excellent analytical and problem-solving skills
• Excellent command of both Chinese (Mandarin) and English in written and spoken to communicate with Chinese speaking counterparts from other regions

What You Can Look Forward To:

• Competitive compensation package
• Career growth and personal development within a growing global organization
• A flat organizational structure that values collaboration and transparency