Compliance Executive

Requirements:

• Having 1 year compliance experience
• Must be proficiency with Microsoft Office suite, including advanced Excel (V Lookup, Pivot Tables, Marco etc.), Access, statistic technique and basic understanding of accounting knowledge.
• Sensitive to figures and able to apply professional scepticism
• Having experience in fast-growing transactional/technology company is an advantage
• Able to work independently with minimum supervision
• Take turn work on public holidays
• Malaysian Only

Transaction Monitoring

Responsibility:

• Understand and deal with compliance matter imposed by local central bank
• Perform customer due diligence (CDD)/enhanced customer due diligence (ECDD) for corporate customer onboarding
• Conduct transaction monitoring/analysis to detect suspicious transaction and raise internal Suspicious transaction report
• Review the compliance alerts and prepare periodic ongoing monitoring reports
• Conduct periodical review on customers for any material change in the business relationship is operated and update any change in customers information
• Assist in establish mechanisms and formylate procedures to implement AML/CFT policies and internal controls
• Participate in new product development and business practices to assess the potential ML/TF risks
• Assess the adequacy of implementing the AML/CFT Compliance program

Onboarding

Responsibility:

• Implementing AML/CFT Compliance Policy and Procedures approved by Board and senior management.
• Perform customer due diligence (CDD)/enhanced customer due diligence (ECDD) for corporate customer onboarding
• Perform customer due diligence (CDD)/enhanced customer due diligence (ECDD) for remittance partner onboarding, which includes assessing the prospect remittance partners AML/CFT Compliance program implementation and relevant CDD/EDD documents.
• Conduct ongoing CDD/EDD on customers/remittance partners for any material change in the business relationship and update any change in customers information
• Conduct transaction monitoring/analysis to detect suspicious transaction and raise internal Suspicious transaction report
• Review the compliance alerts and prepare periodic ongoing monitoring reports
• Assist in establishing mechanisms and formulate procedures to implement AML/CFT policies and internal controls
• Participate in new product development and business practices to assess the potential ML/TF risks
• Assess the adequacy of implementing the AML/CFT Compliance program