Executive, Compliance

Investigate by way of chronological events, profiling subject of interest with associates, transaction analysis, and documenting evidences.

Thoroughly and timely reviewing reports and other investigative leads that potentially identify suspicious activity.

Engage in discussion with reporting managers on risk mitigation, controls to be placed and monitoring based on the outcome of investigation.

Formulating and recommending responses to potentially suspicious findings, reporting such activity to the appropriate regulatory authorities, and supporting FCC in developing the Banks forward-looking risk-mitigation response/controls.

Intuitive thinking to know when and where to investigate further based on available information

Understanding the common products in the bank and the risks that follow (i.e. cross border transfers involving sanctioned parties, etc)

Collaborate with FCC Analytics in extracting data as per the requirement and provide high level analysis for investigation.

Collaborate with FCC Analytics to enhance the efficiency of investigations, controls & automation to combat the risk of ML/TF.

Where necessary and under the supervision of the reporting manager, collaborate with other investigation units in the bank to produce a complete investigation report with concrete evidences.

Deliver effective governance and work with any local regulators in an open and cooperative manner.

Undertake any other tasks assigned by the superiors from time to time.

Job Requirements

Bachelors Degree in Business/Banking/Finance or any relevant fields

Extensive exposure to the areas of risk assessment, bank operations and AML/CFT management.

Minimum of 2-3 years experiences in a banking and financial Institution with specialization in AML/CFT or compliance.

Experience in reviewing large and vast amount of transactional data.

Has the ability to interpret complex information and determine the research and analysis required to extract facts that can be objectively supported.